Client Forms

In preparation for the Get Acquainted meeting, please download and complete the Confidential Questionnaire. Please email, fax, or mail the completed questionnaire to our office 3 days before our meeting. Please bring the relevant supplementary materials listed (on the questionnaire) to the Get Acquainted meeting.

Confidential Questionnaire
Please click here to download our Confidential Questionnaire in Adobe Acrobatâ„¢ format.

Consumer Disclosure Forms
The financial advisory field is highly regulated, and full disclosure of an advisor’s background, sources of compensation, and methods of practice is a standard requirement. Advisors provide regulatory disclosure material in the standard government consumer disclosure “Form ADV-Part II”, and/or in the brochure-type material prepared by the advisor.
Download our Form ADV Part II A and B.

Financial advisors must also provide consumers with a notice of the Firm’s privacy policies, practices and procedures.
Download our Privacy Policy.

Financial Planner Interview
A form, created by the National Association of Personal Financial Advisors (NAPFA) to assist consumers in selecting a Personal Financial Planner. Click here to view the form, completed by TFP.