In preparation for the Get Acquainted meeting, please download and complete the Confidential Questionnaire. Please email or mail the completed questionnaire to our office 3 days before our meeting. Please bring the relevant supplementary materials listed (on the questionnaire) to the Get Acquainted meeting.
Please click here to download our Confidential Questionnaire in Adobe Acrobat™ format.
Consumer Disclosure Forms
The financial advisory field is highly regulated, and full disclosure of an advisor’s background, sources of compensation, and methods of practice is a standard requirement. Advisors provide regulatory disclosure material in the standard government consumer disclosure “Form ADV-Part II”, and/or in the brochure-type material prepared by the advisor.
Download our Form ADV Part II A and B.
Financial advisors must also provide consumers with a notice of the Firm’s privacy policies, practices and procedures.
Financial Planner Interview
A form, created by the National Association of Personal Financial Advisors (NAPFA) to assist consumers in selecting a Personal Financial Planner. Click here to view the form, completed by TFP.